TWIN CITIES ESTATE PLANNING COUNCIL

Ethical and Practical Considerations When Working with Incapacitated Clients
Panelists: Aram Desteian | Dena DeGroat, CLTC®, FIC | Christopher Smith CFP®, CLTC® | Kyle Playford, CFP®, CEPA| Nate Danielson, CTFA
Moderator: Natalie A Roberts, J.D., LL.M. in Taxation

Serving clients who are experiencing diminished or complete incapacity presents unique challenges for attorneys, estate planners, and financial professionals. This program explores the ethical responsibilities and real-world considerations that arise when capacity is in question. Attendees will gain insight into recognizing warning signs of diminished capacity, balancing client autonomy with fiduciary duty, navigating confidentiality and decision-making authority, and coordinating effectively with family members, caregivers, and other professionals. Through case examples and best practices, participants will learn strategies to protect vulnerable clients while upholding ethical standards and legal obligations.

Learning Objectives
By attending this session, attendees will learn about:

• Identify and assess indicators of diminished capacity in clients, and understand the legal and professional standards that guide next steps.
• Apply ethical frameworks and fiduciary responsibilities when balancing client autonomy with the need to protect vulnerable individuals.
• Develop practical strategies for collaboration with family members, caregivers, and other professionals while maintaining confidentiality and compliance with applicable laws.

Registration, Networking, and Breakfast Buffet: 7:30 am
Presentation Begins: 8:00 am
Program Ends: 9:00 am